Originator/TPS Audits & Risk Assessments

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The Nacha Operating Rules require every ODFI and Third-Party Sender to complete an annual audit of Rules compliance (Article One, Subsection 1.2.2). ODFIs carry the added responsibility of making sure their Originators follow the Rules and comply with all governing regulations.

SFE has partnered with OAS to make that work simpler. We are excited to now offer digital, cloud-based tools to walk users through the applicable Rules in plain language, capture documentation as they go, and produce a completed report ready for your file, your examiner, or your board.

Buy for your own institution, or purchase on behalf of the Originators and Third-Party Senders you serve. Volume pricing is available - reach out to info@sfe.org about special offers.